Transportation Company Passes DOT Audit 100% Compliance

case-study-transportation-company-passes-dot-audit-100-compliance

A regional transportation company operating 120 trucks was hit with $340K in DOT fines over 18 months—failing 3 consecutive audits due to inconsistent inspection records, missed maintenance intervals, and paper-based compliance tracking. After switching to a cloud-based CMMS with digital inspections and automated compliance alerts, they passed their next DOT audit with 100% compliance and zero violations. Here's exactly how they did it.

Transportation companies live and die by DOT compliance. One failed audit can mean costly fines, out-of-service orders, and damaged CSA scores that follow you for years. This case study shows how one fleet went from repeated audit failures to a perfect compliance record—without adding headcount.

How a Transportation Company Passed Their DOT Audit With 100% Compliance

From Repeated Audit Failures to Zero Violations in Under 6 Months

100% DOT Audit Compliance
$340K In Fines Eliminated
120 Trucks Fully Compliant
98% PM Schedule Adherence

The Challenge: Failing Audits With Paper-Based Tracking

1

Broken Compliance Processes Across the Fleet

The Situation

The company operated 120 Class 8 trucks across 4 terminals in Texas, Oklahoma, Arkansas, and Louisiana. Drivers completed paper DVIRs that were frequently lost or incomplete. Maintenance records were tracked in spreadsheets that varied by terminal—no single source of truth existed. PM schedules were managed manually by shop foremen using whiteboards and personal calendars, resulting in missed intervals and inconsistent documentation.

Financial Impact

  • $340K in DOT fines across 3 failed audits in 18 months
  • 14 trucks placed out of service during roadside inspections in one year
  • CSA scores in the "Alert" category for Vehicle Maintenance BASIC
  • Insurance premiums increased 22% due to poor compliance record
The Breaking Point: During a comprehensive FMCSA audit, inspectors found that 37 of 120 trucks had gaps in maintenance documentation—some missing records going back 6+ months. The resulting fine was $128K, and 9 trucks were ordered out of service immediately.

The Solution: Digital Compliance From the Ground Up

2

Cloud CMMS Deployment Across All 4 Terminals

Rollout Timeline

Week 1-2: Asset Onboarding
All 120 trucks loaded into cloud CMMS with full asset profiles—VIN, inspection history, tire data, and PM schedules built from OEM specifications.
Week 3-4: Digital DVIR Rollout
Paper DVIRs replaced with mobile app inspections. Drivers trained on pre-trip and post-trip digital checklists with photo capture and defect escalation.
Week 5-8: Automated PM Scheduling
Preventive maintenance schedules automated based on mileage, engine hours, and calendar intervals. Overdue alerts pushed to shop foremen and fleet managers.
Month 3-6: Compliance Hardening
Audit-ready reporting configured. Automated DOT compliance dashboards tracking every truck's inspection status, PM history, and documentation completeness in real time.
Key Decision: The fleet chose a mobile-first CMMS with offline capability—critical because drivers needed to complete DVIRs at remote delivery locations without reliable cell service.

Still Tracking Inspections on Paper or Spreadsheets

See how a digital CMMS platform automates DOT compliance tracking, digital DVIRs, and preventive maintenance scheduling—so you're always audit-ready without the manual work.

The Results: From Repeat Failures to Perfect Compliance

3

Measurable Compliance & Cost Improvements

Annual Savings Breakdown

DOT Fines Eliminated (zero violations) -$340K/yr
Reduced Out-of-Service Events (14 → 0) -$112K/yr
Insurance Premium Reduction (improved CSA) -$67K/yr
Labor Saved on Manual Record-Keeping -$48K/yr
Total Annual Savings $567K/yr
4

Before vs. After: Fleet Compliance Metrics

Performance Comparison

Before: Paper & Spreadsheets
Paper DVIRs lost or incomplete 30% of the time
PM compliance: 61% fleet-wide
3 failed DOT audits in 18 months
14 out-of-service orders per year
After: Cloud CMMS Platform
100% digital DVIRs with photo documentation
PM compliance: 98% fleet-wide
100% DOT audit pass—zero violations
Zero out-of-service orders since deployment

4 Tactics That Drove 100% DOT Compliance

5

Replicable Strategies for Any Fleet

What Made the Difference

Digital DVIRs With Photo Capture 100% inspection documentation
Automated PM Alerts by Mileage & Time 98% PM schedule adherence
Real-Time Compliance Dashboard Instant audit-readiness visibility
Centralized Maintenance Records Zero documentation gaps across 120 trucks
Quick Win: Within the first 30 days of deploying digital DVIRs, the fleet identified 23 previously unreported defects—including brake issues on 4 trucks that would have triggered immediate out-of-service orders during a roadside inspection.

Is Your Fleet Ready for a DOT Audit Today

Warning Signs You're At Risk:

Paper-Based Inspections

DVIRs on paper or inconsistent formats that create gaps auditors will find

Missed PM Intervals

No automated alerts means trucks fall behind on DOT-required maintenance schedules

Scattered Documentation

Maintenance records in spreadsheets, filing cabinets, or multiple disconnected systems

Getting Audit-Ready Is Simple:

Go Digital on DVIRs First

Replace paper inspections with a mobile app—drivers adopt it in days, not weeks

Automate PM Scheduling

Set mileage and time-based triggers so no truck ever misses a required service interval

Build Your Audit Dashboard

One screen showing every truck's compliance status—green means ready, red means act now

Start Your Free Trial — No Credit Card Required

See how OxMaint helps transportation fleets automate DOT compliance, digitize DVIRs, and pass every audit with confidence. Get started in minutes, not months.

Key Takeaways: DOT Audit Compliance Success

  • 100% DOT audit compliance achieved within 6 months of deploying a cloud CMMS platform
  • $567K annual savings across eliminated fines, reduced out-of-service events, lower insurance, and labor efficiency
  • 98% PM schedule adherence up from 61% with automated mileage and time-based maintenance alerts
  • Zero out-of-service orders since deployment—down from 14 per year under the old system
  • CSA scores moved from "Alert" to "No Action" within two audit cycles
  • 30-day quick win: Digital DVIRs uncovered 23 unreported defects in the first month alone

Ready to Pass Your Next DOT Audit With Confidence

Schedule a free consultation to see how a cloud CMMS can eliminate compliance gaps, automate inspections, and keep your fleet audit-ready 365 days a year.


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